{"schema_version":"secwatch.filing_event.v1","accession":"0001079973-24-000411","form_type":"8-K","ticker":"DUOT","cik":"0001396536","company_name":"DUOS TECHNOLOGIES GROUP, INC.","filed_at":"2024-03-25T23:59:59+00:00","discovered_at":"2026-05-14T18:03:24.049958+00:00","generated_at":"2026-06-04T08:23:48.449835+00:00","sec_items":["1.01","3.02","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Duos Technologies raises $2.625M via Series D and Series E convertible preferred stock","bullets":["Issued 500 shares of Series D Convertible Preferred Stock for $500,000 proceeds.","Issued 2,125 shares of Series E Convertible Preferred Stock for $2,125,002 proceeds.","Both series sold at $1,000 per share to accredited investors under Rule 506(b).","Registration rights agreements require filing resale registration statement within 90 days.","Series E terms restrict issuance of common stock at less than conversion price until Dec 31, 2024 without 66.6% holder consent."],"urls":{"canonical":"https://secwatch.observer/filing/0001079973-24-000411","json":"https://secwatch.observer/filing/0001079973-24-000411.json","markdown":"https://secwatch.observer/filing/0001079973-24-000411.md","text":"https://secwatch.observer/filing/0001079973-24-000411.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1396536/000107997324000411/0001079973-24-000411-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1396536/000107997324000411/duot_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T08:23:48.449835+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"487a5f79abc45ec71bd503ab8998a03dcf5da8fe","claim":"DUOS TECHNOLOGIES GROUP, INC. entered into Series D Purchase Agreement with certain accredited investors valued at proceeds of $500,000 (effective 2024-03-22).","evidence_excerpt":"Pursuant to one agreement (the “Series D Purchase Agreement”), the Company issued an aggregate of 500 shares of Series D Convertible Preferred Stock (the “Series D Preferred Stock”) and the Company received proceeds of $500,000.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1396536/000107997324000411/0001079973-24-000411-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain accredited investors"},{"label":"Value","value":"proceeds of $500,000"},{"label":"Effective","value":"2024-03-22"}],"fact_type":"material_agreement"},{"claim_id":"83ee0a546a233276a8902854facdf11aced372d4","claim":"DUOS TECHNOLOGIES GROUP, INC. entered into Series E Purchase Agreement with certain accredited investors valued at proceeds of $2,125,002 (effective 2024-03-22).","evidence_excerpt":"Pursuant to the other agreement (the \"Series E Purchase Agreement\" and, collectively with the Series D Purchase Agreement, the “Purchase Agreements”), the Company issued an aggregate of 2,125 shares of Series E Convertible Preferred Stock (the “Series E Preferred Stock”) and the Company received proceeds of $2,125,002.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1396536/000107997324000411/0001079973-24-000411-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain accredited investors"},{"label":"Value","value":"proceeds of $2,125,002"},{"label":"Effective","value":"2024-03-22"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}