---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-24-000539"
form_type: "8-K"
ticker: "ASTI"
cik: "0001350102"
company_name: "Ascent Solar Technologies, Inc."
filed_at: "2024-04-12T23:59:59+00:00"
generated_at: "2026-06-03T23:17:31.254666+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Ascent Solar amends warrant repurchase; pays $3.6M to cancel existing warrants, issues ~7.1M new warrants at $0.14

## Summary
- On April 12, 2024, repurchased 50% of outstanding warrants for $1.8M; remaining 50% to be repurchased by April 18 for another $1.8M.
- Issued approximately 7.1 million new warrants at $0.14 exercise price to extend the repurchase deadline.
- Existing warrants (5.6M shares at $1.765) will be cancelled upon full repurchase, eliminating future full ratchet adjustments.
- Investors retain right to exercise existing warrants at $1.765 until repurchase; pro-rata reduction of repurchase price upon exercise.
- Agreement aims to bring certainty to capital structure and facilitate future capital raising.

## SEC filing metadata
- accession: 0001079973-24-000539
- form_type: 8-K
- ticker: ASTI
- cik: 0001350102
- company_name: Ascent Solar Technologies, Inc.
- filed_at: 2024-04-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000539/0001079973-24-000539-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000539/asti_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-24-000539
- JSON: https://secwatch.observer/filing/0001079973-24-000539.json
- Plain text: https://secwatch.observer/filing/0001079973-24-000539.txt

## Key facts
- Material Agreements
  Ascent Solar Technologies, Inc. amended Amended and Restated Warrant Repurchase Agreements with each of the Investors valued at $3.6 million aggregate repurchase price (effective 2024-04-12).
  - Action: amendment
  - Agreement: equity purchase
  - Counterparty: each of the Investors
  - Value: $3.6 million aggregate repurchase price
  - Effective: 2024-04-12
  source text: On April 12, 2024, the Company entered into Amended and Restated Warrant Repurchase Agreements (the “Amendments”) with each of the Investors.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000539/0001079973-24-000539-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.