---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-24-000764"
form_type: "8-K"
ticker: "ASTI"
cik: "0001350102"
company_name: "Ascent Solar Technologies, Inc."
filed_at: "2024-05-16T23:59:59+00:00"
generated_at: "2026-06-01T19:45:13.885965+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Ascent Solar enters ATM equity offering for up to $4.2M with H.C. Wainwright

## Summary
- ATM agreement allows sale of up to $4,219,000 of common stock from time to time.
- H.C. Wainwright receives 3.0% commission on gross proceeds as sales agent.
- Sales will be made under existing effective shelf registration statement (File No. 333-267971).
- Offering terminates upon sale of full amount or earlier by either party.

## SEC filing metadata
- accession: 0001079973-24-000764
- form_type: 8-K
- ticker: ASTI
- cik: 0001350102
- company_name: Ascent Solar Technologies, Inc.
- filed_at: 2024-05-16T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000764/0001079973-24-000764-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000764/asti_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-24-000764
- JSON: https://secwatch.observer/filing/0001079973-24-000764.json
- Plain text: https://secwatch.observer/filing/0001079973-24-000764.txt

## Key facts
- Material Agreements
  Ascent Solar Technologies, Inc. entered into ATM Agreement with H.C. Wainwright & Co., LLC valued at up to $4,219,000 (effective 2024-05-16).
  - Action: entry
  - Agreement: atm program
  - Counterparty: H.C. Wainwright & Co., LLC
  - Value: up to $4,219,000
  - Effective: 2024-05-16
  source text: On May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation (“we,” “us,” the “Company” or “Ascent”), entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), to sell shares of its common stock, par value $0.0001 per share (the “Shares”), having an aggregate sales price of up to $4,219,000, from time to time, through an “at the market offering” program under which Wainwright will act as sales agent.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1350102/000107997324000764/0001079973-24-000764-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.