---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-24-000781"
form_type: "8-K"
ticker: "DUOT"
cik: "0001396536"
company_name: "DUOS TECHNOLOGIES GROUP, INC."
filed_at: "2024-05-17T23:59:59+00:00"
generated_at: "2026-06-01T15:03:30.661876+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Duos Technologies enters $7.5M ATM equity offering with Ascendiant Capital Markets

## Summary
- Entered ATM Sales Agreement with Ascendiant Capital Markets to sell up to $7.5M of common stock.
- Offering made via prospectus supplement to effective shelf registration S-3 (No. 333-272603).
- Sales will be at market prices subject to company instructions; agreement dated May 17, 2024.

## SEC filing metadata
- accession: 0001079973-24-000781
- form_type: 8-K
- ticker: DUOT
- cik: 0001396536
- company_name: DUOS TECHNOLOGIES GROUP, INC.
- filed_at: 2024-05-17T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1396536/000107997324000781/0001079973-24-000781-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1396536/000107997324000781/duot_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-24-000781
- JSON: https://secwatch.observer/filing/0001079973-24-000781.json
- Plain text: https://secwatch.observer/filing/0001079973-24-000781.txt

## Key facts
- Material Agreements
  DUOS TECHNOLOGIES GROUP, INC. entered into Sales Agreement with Ascendiant Capital Markets, LLC valued at up to $7,500,000 (effective 2024-05-17).
  - Action: entry
  - Agreement: atm program
  - Counterparty: Ascendiant Capital Markets, LLC
  - Value: up to $7,500,000
  - Effective: 2024-05-17
  source text: On May 17, 2024, Duos Technologies Group, Inc. (the “Company”) entered into an At-the-Market Issuance Sales Agreement (the “Sales Agreement”) with Ascendiant Capital Markets, LLC, as sales agent (the “Agent”) to sell shares of its common stock, par value $0.001 (the “Common Stock”), having an aggregate offering price of up to $7,500,000
  evidence_url: https://www.sec.gov/Archives/edgar/data/1396536/000107997324000781/0001079973-24-000781-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.