---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-25-001825"
form_type: "8-K"
ticker: "ASTI"
cik: "0001350102"
company_name: "Ascent Solar Technologies, Inc."
filed_at: "2025-12-08T23:59:59+00:00"
generated_at: "2026-05-16T13:56:12.416772+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Ascent Solar closes $2M private placement, warrants could add $3.5M

## Summary
- Closed private placement of 1,025,643 shares (or pre-funded warrants) plus Series A and B warrants at $1.95/unit on Dec. 8, 2025.
- Gross proceeds $2M upfront; net proceeds ~$1.7M after fees; warrants exercisable at $1.70.
- If all warrants exercised on cash basis, additional $3.5M potential; no assurance of exercise.
- H.C. Wainwright acted as placement agent with 7.0% cash fee and placement agent warrants.
- Company to use net proceeds for working capital; registration statement to be filed within 30 days.

## SEC filing metadata
- accession: 0001079973-25-001825
- form_type: 8-K
- ticker: ASTI
- cik: 0001350102
- company_name: Ascent Solar Technologies, Inc.
- filed_at: 2025-12-08T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1350102/000107997325001825/0001079973-25-001825-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1350102/000107997325001825/asti_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-25-001825
- JSON: https://secwatch.observer/filing/0001079973-25-001825.json
- Plain text: https://secwatch.observer/filing/0001079973-25-001825.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.