---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-26-000012"
form_type: "8-K"
ticker: "NNUP"
cik: "0000888981"
company_name: "NOCOPI TECHNOLOGIES INC/MD/"
filed_at: "2026-01-05T23:59:59+00:00"
generated_at: "2026-05-16T11:46:28.807366+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Nocopi raises $0.4M in private placement of 266,666 shares at $1.50 each

## Summary
- Private placement of 266,666 shares at $1.50/share, gross proceeds ~$0.4M.
- Closing expected by January 9, 2026; registration rights require filing by Jan 9, 2027.
- President and Director Kevin Westenburg participated, purchasing 33,333 shares.
- Shares offered under Section 4(a)(2) exemption; no registration under Securities Act.

## SEC filing metadata
- accession: 0001079973-26-000012
- form_type: 8-K
- ticker: NNUP
- cik: 0000888981
- company_name: NOCOPI TECHNOLOGIES INC/MD/
- filed_at: 2026-01-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/888981/000107997326000012/0001079973-26-000012-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/888981/000107997326000012/nnup_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-26-000012
- JSON: https://secwatch.observer/filing/0001079973-26-000012.json
- Plain text: https://secwatch.observer/filing/0001079973-26-000012.txt

## Key facts
- Equity Issuances
  NOCOPI TECHNOLOGIES INC/MD/ issued 266,666 shares of the Company’s common stock of common stock to various institutional investors (the "Purchasers") for $1.50 per share.
  - Security: common stock
  - Shares: 266,666 shares of the Company’s common stock
  - Purchaser: various institutional investors (the "Purchasers")
  - Consideration: $1.50 per share
  source text: The Purchase Agreements provide for the private issuance (the “ Private Placement ”) to the Purchasers of an aggregate of 266,666 shares of the Company’s common stock, par value $0.01 per share (the “ Common Stock ” and such shares of Common Stock issued pursuant to the Private Placement, the “ Placement Shares ”) at a purchase price of $1.50 per share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/888981/000107997326000012/0001079973-26-000012-index.htm
- Material Agreements
  NOCOPI TECHNOLOGIES INC/MD/ entered into Registration Rights Agreements with certain of the Purchasers (effective 2025-12-31).
  - Action: entry
  - Counterparty: certain of the Purchasers
  - Effective: 2025-12-31
  source text: In connection with the Purchase Agreements, on December 31, 2025, the Company entered into Registration Rights Agreements with certain of the Purchasers (the “ Registration Rights Agreements ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/888981/000107997326000012/0001079973-26-000012-index.htm
- Material Agreements
  NOCOPI TECHNOLOGIES INC/MD/ entered into Stock Purchase Agreements with various institutional investors valued at approximately $0.4 million (effective 2025-12-31).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: various institutional investors
  - Value: approximately $0.4 million
  - Effective: 2025-12-31
  source text: On December 31, 2025, Nocopi Technologies, Inc., a Maryland corporation (the “ Company ”) entered into Stock Purchase Agreements (the “ Purchase Agreements ”), by and between the Company and various institutional investors (the “ Purchasers ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/888981/000107997326000012/0001079973-26-000012-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.