{"schema_version":"secwatch.filing_event.v1","accession":"0001079973-26-000107","form_type":"8-K","ticker":"ASTI","cik":"0001350102","company_name":"Ascent Solar Technologies, Inc.","filed_at":"2026-01-26T23:59:59+00:00","discovered_at":"2026-05-14T18:02:34.901695+00:00","generated_at":"2026-05-16T07:51:34.379703+00:00","sec_items":["1.01","3.02","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential","bullets":["$10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.","Net proceeds ~$9.2M after fees; funds for working capital.","Series A warrants expire 5 years, Series B warrants expire 18 months from registration effective date.","Amendment to Dec 2025 purchase agreement allows ATM issuance at ≥$7.00 per share during restricted period.","Placement agent H.C. Wainwright; closing on Jan 26, 2026."],"urls":{"canonical":"https://secwatch.observer/filing/0001079973-26-000107","json":"https://secwatch.observer/filing/0001079973-26-000107.json","markdown":"https://secwatch.observer/filing/0001079973-26-000107.md","text":"https://secwatch.observer/filing/0001079973-26-000107.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1350102/000107997326000107/0001079973-26-000107-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1350102/000107997326000107/asti_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T07:51:34.379703+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"70502a5d53075bc0dfa7ff4772fc50eb3640453c","claim":"Ascent Solar Technologies, Inc. entered into Registration Rights Agreement with certain institutional and accredited investors (effective 2026-01-23).","evidence_excerpt":"In connection with the Private Placement, the Company entered into a registration rights agreement (the “Registration Rights Agreement”), dated as of January 23, 2026, with the Investors","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000107997326000107/0001079973-26-000107-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain institutional and accredited investors"},{"label":"Effective","value":"2026-01-23"}],"fact_type":"material_agreement"},{"claim_id":"7fd753dcba5f2adf7a750065fdb64f953bfcfbdc","claim":"Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $9.2 million (effective 2026-01-23).","evidence_excerpt":"On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”)","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000107997326000107/0001079973-26-000107-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain institutional and accredited investors"},{"label":"Value","value":"approximately $9.2 million"},{"label":"Effective","value":"2026-01-23"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}