---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-26-000851"
form_type: "8-K"
ticker: "DUOT"
cik: "0001396536"
company_name: "DUOS TECHNOLOGIES GROUP, INC."
filed_at: "2026-06-17T20:45:17+00:00"
generated_at: "2026-06-17T20:46:32.545902+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Duos Technologies raises ~$55M in registered direct offering of stock and warrants

## Summary
- Gross proceeds ~$55M from 2M shares and 3.8M pre-funded warrants at $9.50 each.
- Single large institutional investor; net proceeds to expand Edge Data Center business and for working capital.
- Offering closed June 17, 2026; lead bookrunner TD Cowen, joint bookrunner Cantor.
- Pre-funded warrants exercisable at $0.001, with 4.99% ownership limit (can increase to 9.99%).
- Shares and warrants sold under effective S-3 shelf registration (File No. 333-293372) filed Feb 2026.

## SEC filing metadata
- accession: 0001079973-26-000851
- form_type: 8-K
- ticker: DUOT
- cik: 0001396536
- company_name: DUOS TECHNOLOGIES GROUP, INC.
- filed_at: 2026-06-17T20:45:17+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/0001079973-26-000851-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/duot_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-26-000851
- JSON: https://secwatch.observer/filing/0001079973-26-000851.json
- Plain text: https://secwatch.observer/filing/0001079973-26-000851.txt

## Key facts
- Material Agreements
  DUOS TECHNOLOGIES GROUP, INC. entered into Underwriting Agreement with TD Securities USA LLC, as representative of the Underwriters valued at approximately $55 million (effective 2026-06-17).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: TD Securities USA LLC, as representative of the Underwriters
  - Value: approximately $55 million
  - Effective: 2026-06-17
  source text: The Offering was conducted pursuant to an underwriting agreement (the “Agreement”) between the Company and TD Securities USA LLC, as representative of the Underwriters named therein (the “Underwriters”), that was entered into on June 17, 2026.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/0001079973-26-000851-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.