secwatch.observer — SEC 8-K summary
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Issuer:     DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK:        0001396536
Form:       8-K
Filed at:   2026-06-17T20:45:17+00:00
Accession:  0001079973-26-000851
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Duos Technologies raises ~$55M in registered direct offering of stock and warrants
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- Gross proceeds ~$55M from 2M shares and 3.8M pre-funded warrants at $9.50 each.
- Single large institutional investor; net proceeds to expand Edge Data Center business and for working capital.
- Offering closed June 17, 2026; lead bookrunner TD Cowen, joint bookrunner Cantor.
- Pre-funded warrants exercisable at $0.001, with 4.99% ownership limit (can increase to 9.99%).
- Shares and warrants sold under effective S-3 shelf registration (File No. 333-293372) filed Feb 2026.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/0001079973-26-000851-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1396536/000107997326000851/duot_8k.htm
  HTML page:      https://secwatch.observer/filing/0001079973-26-000851

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer