{"schema_version":"secwatch.filing_event.v1","accession":"0001096906-24-000887","form_type":"8-K","ticker":null,"cik":"0001606698","company_name":"ALPINE 4 HOLDINGS, INC.","filed_at":"2024-04-19T23:59:59+00:00","discovered_at":"2026-05-14T18:03:19.228332+00:00","generated_at":"2026-06-03T16:05:35.934186+00:00","sec_items":["3.01","7.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Alpine 4 receives Nasdaq notice for failure to file 2023 10-K; faces delisting risk if unmet by May 13","bullets":["Received April 17, 2024 Nasdaq notice for failing to timely file 2023 Form 10-K with SEC, violating Listing Rule 5250(c)(1).","Previously granted exception until May 13, 2024 to file delinquent Q3 2023 10-Q; now additional delinquency for 10-K.","Any additional staff exception limited to 180 calendar days from initial due date (May 13, 2024).","Company must submit updated compliance plan to Nasdaq; no assurance of acceptance or ability to file.","No immediate impact on listing; ALPP continues trading on Nasdaq Capital Market with potential delisting risk."],"urls":{"canonical":"https://secwatch.observer/filing/0001096906-24-000887","json":"https://secwatch.observer/filing/0001096906-24-000887.json","markdown":"https://secwatch.observer/filing/0001096906-24-000887.md","text":"https://secwatch.observer/filing/0001096906-24-000887.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/alpp-20240417.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-03T16:05:35.934186+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"5d8de24211bcb66cd9b7eefc6ff7648f67a8b6cf","claim":"ALPINE 4 HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"listing from Nasdaq. If the Company fails to file its delinquent reports in a timely manner, Nasdaq will provide a written notification to the Company that its securities will be delisted. At that time, the Company may appeal the Nasdaq staff’s determination to a Hearings Panel under Nasdaq Listing Rule 5815. As the Company previously reported, during the quarter ended September 30, 2023, the Company experienced a turnover of certain members of the internal accounting staff, including the Corporate Controller and several subsidiary Controllers. Additionally, following the quarter ended Septemb","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm","confidence":0.95,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"noncompliance notice"},{"label":"Deficiency","value":"late filing"},{"label":"Rules","value":"5250(c)(1)"}],"fact_type":"exchange_compliance_notice"},{"claim_id":"cd3e95a8cde2715bb0693be2a01573028a783c94","claim":"ALPINE 4 HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"December 27, 2023, the Company received a notification letter (“December Notice”) from the Listing Qualifications Department of Nasdaq notifying the Company that for the preceding 30 consecutive business days, the closing bid price for the Company's Class A Common Stock (the \"Common Stock\") was below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). On April 17, 2024, the Company received a notice (the “April Notice”) from the Listing Qualifications Department of Nasdaq advising","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"noncompliance notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"5550(a)(2)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}