---
schema_version: "secwatch.filing_event.v1"
accession: "0001096906-24-000887"
form_type: "8-K"
ticker: null
cik: "0001606698"
company_name: "ALPINE 4 HOLDINGS, INC."
filed_at: "2024-04-19T23:59:59+00:00"
generated_at: "2026-06-03T16:05:35.934186+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Alpine 4 receives Nasdaq notice for failure to file 2023 10-K; faces delisting risk if unmet by May 13

## Summary
- Received April 17, 2024 Nasdaq notice for failing to timely file 2023 Form 10-K with SEC, violating Listing Rule 5250(c)(1).
- Previously granted exception until May 13, 2024 to file delinquent Q3 2023 10-Q; now additional delinquency for 10-K.
- Any additional staff exception limited to 180 calendar days from initial due date (May 13, 2024).
- Company must submit updated compliance plan to Nasdaq; no assurance of acceptance or ability to file.
- No immediate impact on listing; ALPP continues trading on Nasdaq Capital Market with potential delisting risk.

## SEC filing metadata
- accession: 0001096906-24-000887
- form_type: 8-K
- cik: 0001606698
- company_name: ALPINE 4 HOLDINGS, INC.
- filed_at: 2024-04-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/alpp-20240417.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001096906-24-000887
- JSON: https://secwatch.observer/filing/0001096906-24-000887.json
- Plain text: https://secwatch.observer/filing/0001096906-24-000887.txt

## Key facts
- Listing & Compliance Notices
  ALPINE 4 HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: listing from Nasdaq. If the Company fails to file its delinquent reports in a timely manner, Nasdaq will provide a written notification to the Company that its securities will be delisted. At that time, the Company may appeal the Nasdaq staff’s determination to a Hearings Panel under Nasdaq Listing Rule 5815. As the Company previously reported, during the quarter ended September 30, 2023, the Company experienced a turnover of certain members of the internal accounting staff, including the Corporate Controller and several subsidiary Controllers. Additionally, following the quarter ended Septemb
  evidence_url: https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm
- Listing & Compliance Notices
  ALPINE 4 HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: December 27, 2023, the Company received a notification letter (“December Notice”) from the Listing Qualifications Department of Nasdaq notifying the Company that for the preceding 30 consecutive business days, the closing bid price for the Company's Class A Common Stock (the "Common Stock") was below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). On April 17, 2024, the Company received a notice (the “April Notice”) from the Listing Qualifications Department of Nasdaq advising
  evidence_url: https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.