secwatch.observer — SEC 8-K summary
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Issuer:     ALPINE 4 HOLDINGS, INC. (—)
CIK:        0001606698
Form:       8-K
Filed at:   2024-04-19T23:59:59+00:00
Accession:  0001096906-24-000887
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Alpine 4 receives Nasdaq notice for failure to file 2023 10-K; faces delisting risk if unmet by May 13
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- Received April 17, 2024 Nasdaq notice for failing to timely file 2023 Form 10-K with SEC, violating Listing Rule 5250(c)(1).
- Previously granted exception until May 13, 2024 to file delinquent Q3 2023 10-Q; now additional delinquency for 10-K.
- Any additional staff exception limited to 180 calendar days from initial due date (May 13, 2024).
- Company must submit updated compliance plan to Nasdaq; no assurance of acceptance or ability to file.
- No immediate impact on listing; ALPP continues trading on Nasdaq Capital Market with potential delisting risk.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/0001096906-24-000887-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1606698/000109690624000887/alpp-20240417.htm
  HTML page:      https://secwatch.observer/filing/0001096906-24-000887

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