---
schema_version: "secwatch.filing_event.v1"
accession: "0001096906-24-001182"
form_type: "8-K"
ticker: null
cik: "0001606698"
company_name: "ALPINE 4 HOLDINGS, INC."
filed_at: "2024-05-17T23:59:59+00:00"
generated_at: "2026-06-01T15:51:27.050401+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Alpine 4 receives Nasdaq Staff Delisting Determination for late filings; plans appeal

## Summary
- Received Staff Delisting Determination on May 14, 2024 for failure to file Q3 2023 10-Q and FY 2023 10-K.
- Nasdaq granted exception until May 13, 2024 to regain compliance; company missed deadline.
- Company will appeal before Nasdaq Hearing Panel; request due by 4:00 PM EDT on May 21, 2024.
- Hearing request automatically stays suspension for 15 days; company seeks further stay pending hearing.
- Previously disclosed bid price non-compliance and late Q1 2024 filing add to listing risk.

## SEC filing metadata
- accession: 0001096906-24-001182
- form_type: 8-K
- cik: 0001606698
- company_name: ALPINE 4 HOLDINGS, INC.
- filed_at: 2024-05-17T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1606698/000109690624001182/0001096906-24-001182-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1606698/000109690624001182/alpp-20240514.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001096906-24-001182
- JSON: https://secwatch.observer/filing/0001096906-24-001182.json
- Plain text: https://secwatch.observer/filing/0001096906-24-001182.txt

## Key facts
- Listing & Compliance Notices
  ALPINE 4 HOLDINGS, INC. received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: May 14, 2024, Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), received a Staff Delisting Determination letter (the “Staff Determination”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that Nasdaq has initiated a process which could result in the delisting of the Company’s securities from Nasdaq as a result of the Company not being in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires listed companies to file in a timely manner all required periodic financial reports with the Securitie
  evidence_url: https://www.sec.gov/Archives/edgar/data/1606698/000109690624001182/0001096906-24-001182-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.