secwatch.observer — SEC 8-K summary ====================================== Issuer: ALPINE 4 HOLDINGS, INC. (—) CIK: 0001606698 Form: 8-K Filed at: 2024-05-17T23:59:59+00:00 Accession: 0001096906-24-001182 Event type: regulatory Sentiment: negative Materiality: 0.90 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Alpine 4 receives Nasdaq Staff Delisting Determination for late filings; plans appeal -------------------------------------------------------------------------------- - Received Staff Delisting Determination on May 14, 2024 for failure to file Q3 2023 10-Q and FY 2023 10-K. - Nasdaq granted exception until May 13, 2024 to regain compliance; company missed deadline. - Company will appeal before Nasdaq Hearing Panel; request due by 4:00 PM EDT on May 21, 2024. - Hearing request automatically stays suspension for 15 days; company seeks further stay pending hearing. - Previously disclosed bid price non-compliance and late Q1 2024 filing add to listing risk. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1606698/000109690624001182/0001096906-24-001182-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1606698/000109690624001182/alpp-20240514.htm HTML page: https://secwatch.observer/filing/0001096906-24-001182 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer