---
schema_version: "secwatch.filing_event.v1"
accession: "0001101680-24-000023"
form_type: "8-K"
ticker: null
cik: "0001101680"
company_name: "DZS INC."
filed_at: "2024-02-09T23:59:59+00:00"
generated_at: "2026-06-06T04:42:02.351937+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# DZS receives Nasdaq delisting determination for late 10-Qs; plans hearing by Feb 13

## Summary
- Received Staff Delisting Determination on Feb 6, 2024 for failing to file Q2 and Q3 2023 Form 10-Qs by Feb 5 extension deadline.
- Trading suspension not immediate; must request hearing by Feb 13, 2024 to stay delisting.
- Hearing request automatically stays trading suspension for 15 days; company will seek extension until Aug 3, 2024.
- Delinquent reports cause is a previously disclosed restatement; no assurance of timely filing within any extension.
- Working on financial statements for restated periods, delinquent reports, and FY2023; subject to audit/review.

## SEC filing metadata
- accession: 0001101680-24-000023
- form_type: 8-K
- cik: 0001101680
- company_name: DZS INC.
- filed_at: 2024-02-09T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1101680/000110168024000023/0001101680-24-000023-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1101680/000110168024000023/dzsi-20240206.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001101680-24-000023
- JSON: https://secwatch.observer/filing/0001101680-24-000023.json
- Plain text: https://secwatch.observer/filing/0001101680-24-000023.txt

## Key facts
- Listing & Compliance Notices
  DZS INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: February 6, 2024, DZS Inc. (the “Company”) received a Staff Delisting Determination (the “Staff Determination”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that Nasdaq has initiated a process that could result in the delisting of the Company’s securities from Nasdaq as a result of the Company not being in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the “SEC”). The Staff Determi
  evidence_url: https://www.sec.gov/Archives/edgar/data/1101680/000110168024000023/0001101680-24-000023-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.