secwatch.observer — SEC 8-K summary
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Issuer:     CION Investment Corp (CION)
CIK:        0001534254
Form:       8-K
Filed at:   2021-08-11T23:59:59+00:00
Accession:  0001104659-21-103348
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 5.02, 5.07, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

CION Investment Corp shareholders OK advisory fee change; board authorizes NYSE listing application
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- Shareholders approved amended advisory agreement (51.2M for, 3.5M against) changing incentive fee hurdle from adjusted capital to net assets.
- Share issuance below NAV approved (46.4M for, 8.0M against); listing charter amendments vote adjourned to Sept 7, 2021.
- Board expanded from 6 to 8 directors; appointed Cathy Choi and Edward Estrada as independent directors, both to audit and governance committees.
- Board authorized filing NYSE listing application; expects trading to begin after shareholder approval of charter amendments.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1534254/000110465921103348/0001104659-21-103348-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1534254/000110465921103348/tm2124763d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-21-103348

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