---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-21-121216"
form_type: "8-K"
ticker: "CARV"
cik: "0001016178"
company_name: "CARVER BANCORP INC"
filed_at: "2021-09-30T23:59:59+00:00"
generated_at: "2026-06-29T00:16:22.439358+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Carver Bancorp raises $4M via private placement of Series F preferred stock to J.P. Morgan

## Summary
- Sold 4,000 shares of Series F non-cumulative, non-voting, non-convertible participating preferred stock at $1,000/share for $4.0M gross proceeds.
- Proceeds from the private placement will be used for general corporate purposes.
- Shares redeemable at the company's option on or after September 27, 2026.
- Amended certificate of designations increased authorized Series F shares from 5,000 to 9,000.
- No underwriting discounts or commissions; offering exempt under Rule 506 of Regulation D.

## SEC filing metadata
- accession: 0001104659-21-121216
- form_type: 8-K
- ticker: CARV
- cik: 0001016178
- company_name: CARVER BANCORP INC
- filed_at: 2021-09-30T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1016178/000110465921121216/0001104659-21-121216-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1016178/000110465921121216/tm2128832d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-21-121216
- JSON: https://secwatch.observer/filing/0001104659-21-121216.json
- Plain text: https://secwatch.observer/filing/0001104659-21-121216.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.