---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-21-126243"
form_type: "8-K"
ticker: "HNNA"
cik: "0001145255"
company_name: "HENNESSY ADVISORS INC"
filed_at: "2021-10-14T23:59:59+00:00"
generated_at: "2026-06-28T20:46:23.166246+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Hennessy Advisors prices $35M offering of 4.875% notes due 2026

## Summary
- Priced $35M aggregate principal of 4.875% unsecured notes due Dec 31, 2026.
- Underwriters have 30-day option to purchase up to $5.25M additional notes.
- Notes to list on Nasdaq under symbol HNNAZ; interest payable quarterly starting Dec 31, 2021.
- Net proceeds for general corporate purposes, including acquisitions or share repurchases via tender offer.
- Oppenheimer & Co. acts as book-running manager; Janney Montgomery Scott as co-manager.

## SEC filing metadata
- accession: 0001104659-21-126243
- form_type: 8-K
- ticker: HNNA
- cik: 0001145255
- company_name: HENNESSY ADVISORS INC
- filed_at: 2021-10-14T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000110465921126243/0001104659-21-126243-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1145255/000110465921126243/tm2128106d11_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-21-126243
- JSON: https://secwatch.observer/filing/0001104659-21-126243.json
- Plain text: https://secwatch.observer/filing/0001104659-21-126243.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.