secwatch.observer — SEC 8-K summary
======================================

Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2021-10-14T23:59:59+00:00
Accession:  0001104659-21-126243
Event type: debt
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hennessy Advisors prices $35M offering of 4.875% notes due 2026
---------------------------------------------------------------

- Priced $35M aggregate principal of 4.875% unsecured notes due Dec 31, 2026.
- Underwriters have 30-day option to purchase up to $5.25M additional notes.
- Notes to list on Nasdaq under symbol HNNAZ; interest payable quarterly starting Dec 31, 2021.
- Net proceeds for general corporate purposes, including acquisitions or share repurchases via tender offer.
- Oppenheimer & Co. acts as book-running manager; Janney Montgomery Scott as co-manager.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000110465921126243/0001104659-21-126243-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000110465921126243/tm2128106d11_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-21-126243

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer