{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-21-128080","form_type":"8-K","ticker":"HNNA","cik":"0001145255","company_name":"HENNESSY ADVISORS INC","filed_at":"2021-10-20T23:59:59+00:00","discovered_at":"2026-05-14T18:04:11.709774+00:00","generated_at":"2026-06-28T19:32:38.561850+00:00","sec_items":["1.01","2.03","7.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Hennessy Advisors closes $40.25M 4.875% notes due 2026; net proceeds ~$39M for acquisitions or buybacks","bullets":["Completed offering of $40.25M aggregate principal of 4.875% Notes due 2026, including full exercise of underwriters' option for $5.25M.","Net proceeds of ~$39M after underwriting discounts; use for acquisitions, share repurchases or general corporate purposes.","Notes priced at 100%, interest payable quarterly, mature Dec 31, 2026; redeemable at company's option after Dec 31, 2023.","Received investment-grade rating 'A' from Egan-Jones; notes to trade on Nasdaq under symbol HNNAZ within 30 days.","Pro forma balance sheet shows cash of $52.5M, total assets $138.3M post-offering."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-21-128080","json":"https://secwatch.observer/filing/0001104659-21-128080.json","markdown":"https://secwatch.observer/filing/0001104659-21-128080.md","text":"https://secwatch.observer/filing/0001104659-21-128080.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1145255/000110465921128080/0001104659-21-128080-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1145255/000110465921128080/tm2128106d13_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T19:32:38.561850+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}