secwatch.observer — SEC 8-K summary ====================================== Issuer: ArrowMark Financial Corp. (BANX) CIK: 0001578987 Form: 8-K Filed at: 2021-10-21T23:59:59+00:00 Accession: 0001104659-21-128509 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 StoneCastle Financial announces at-the-market equity offering of up to $30M --------------------------------------------------------------------------- - Up to $30 million of common stock may be sold from time to time under ATM program with B. Riley Securities. - Net proceeds will be invested in accordance with the Company's investment policy. - Sales may be made at market prices above net asset value, with varying prices. - Prospectus supplement dated October 20, 2021, supplements N-2 shelf registration. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1578987/000110465921128509/0001104659-21-128509-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1578987/000110465921128509/a21-30734_18k.htm HTML page: https://secwatch.observer/filing/0001104659-21-128509 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer