---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-21-139728"
form_type: "8-K"
ticker: "SCM"
cik: "0001551901"
company_name: "Stellus Capital Investment Corp"
filed_at: "2021-11-16T23:59:59+00:00"
generated_at: "2026-06-28T07:45:59.641229+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Stellus Capital Investment enters into ATM offering agreement for up to $50M of common stock

## Summary
- Equity distribution agreement with Keefe, Bruyette & Woods and Raymond James for up to $50M in aggregate offering price.
- Sales agents receive 1.5% commission on gross sales price of shares sold under the ATM facility.
- Net proceeds to repay outstanding indebtedness and make investments per investment objective.
- Shares sold under existing shelf registration statement (File No. 333-231111) and prospectus supplement dated Nov 16, 2021.

## SEC filing metadata
- accession: 0001104659-21-139728
- form_type: 8-K
- ticker: SCM
- cik: 0001551901
- company_name: Stellus Capital Investment Corp
- filed_at: 2021-11-16T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1551901/000110465921139728/0001104659-21-139728-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1551901/000110465921139728/tm2132987d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-21-139728
- JSON: https://secwatch.observer/filing/0001104659-21-139728.json
- Plain text: https://secwatch.observer/filing/0001104659-21-139728.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.