---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-22-020573"
form_type: "8-K"
ticker: "NMFC"
cik: "0001496099"
company_name: "New Mountain Finance Corp"
filed_at: "2022-02-11T23:59:59+00:00"
generated_at: "2026-06-27T08:43:42.794859+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# New Mountain Finance Corp appoints new CCO and COO; Jerry resigns

## Summary
- Joseph Hartswell appointed Chief Compliance Officer and Corporate Secretary, effective March 4, 2022; previously Managing Director at New Mountain Capital.
- Laura Holson appointed Chief Operating Officer, effective February 15, 2022; previously Managing Director and COO of New Mountain Capital's credit platform.
- Karrie J. Jerry resigned as officer effective March 4, 2022; departure not due to any disagreement with company's operations, policies or practices.
- John R. Kline relinquished COO title effective February 15, 2022 but remains President, board member and co-head of credit business.

## SEC filing metadata
- accession: 0001104659-22-020573
- form_type: 8-K
- ticker: NMFC
- cik: 0001496099
- company_name: New Mountain Finance Corp
- filed_at: 2022-02-11T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1496099/000110465922020573/0001104659-22-020573-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1496099/000110465922020573/tm226290d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-22-020573
- JSON: https://secwatch.observer/filing/0001104659-22-020573.json
- Plain text: https://secwatch.observer/filing/0001104659-22-020573.txt

## Key facts
- Executive change
  Karrie J. Jerry resigned as Chief Compliance Officer and Corporate Secretary at New Mountain Finance Corp.
  - Action: resigned
  - Role: Chief Compliance Officer and Corporate Secretary
  source text: Karrie J. Jerry submitted her resignation as an officer of the Company, effective March 4, 2022
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000110465922020573/0001104659-22-020573-index.htm
- Executive change
  Laura Holson was appointed as Chief Operating Officer at New Mountain Finance Corp.
  - Action: appointed
  - Role: Chief Operating Officer
  source text: the Board appointed Laura Holson as the Chief Operating Officer of the Company, effective February 15, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000110465922020573/0001104659-22-020573-index.htm
- Executive change
  John R. Kline changed role as Chief Operating Officer at New Mountain Finance Corp.
  - Action: relinquished
  - Role: Chief Operating Officer
  source text: John R. Kline relinquished the Chief Operating Officer title of the Company, effective February 15, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1496099/000110465922020573/0001104659-22-020573-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.