secwatch.observer — SEC 8-K summary ====================================== Issuer: KIORA PHARMACEUTICALS INC (KPRX) CIK: 0001372514 Form: 8-K Filed at: 2022-02-28T23:59:59+00:00 Accession: 0001104659-22-028121 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01, 5.02 LLM model: deepseek-v4-flash:cloud@v2 Kiora receives Nasdaq deficiency notice for bid price below $1.00; CFO resigns ------------------------------------------------------------------------------ - Nasdaq notified Kiora on Feb 23, 2022 that its stock closed below $1.00 for 30 consecutive business days. - Company has 180 days (until Aug 22, 2022) to regain compliance by closing >= $1.00 for at least 10 consecutive trading days. - CFO Sarah Romano resigned effective Feb 25, 2022; Corporate Controller Michael Meluzio appointed as principal financial and accounting officer. - Kiora evaluating options to regain compliance; may seek additional 180-day period if eligible. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1372514/000110465922028121/0001104659-22-028121-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1372514/000110465922028121/tm227887d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-22-028121 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer