---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-22-074755"
form_type: "8-K"
ticker: "AMP"
cik: "0000820027"
company_name: "AMERIPRISE FINANCIAL INC"
filed_at: "2022-06-27T23:59:59+00:00"
generated_at: "2026-06-24T23:08:14.677766+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Ameriprise appoints Dawn Brockman as interim controller and principal accounting officer

## Summary
- John Hutt promoted to EVP-Finance in March; steps down as Principal Accounting Officer.
- Dawn Brockman, VP Finance-Controllership since Nov 2019, named Interim Controller and PAO effective July 1, 2022.
- Brockman previously VP Finance-Advice & Wealth Management from Oct 2013 to Nov 2019.

## SEC filing metadata
- accession: 0001104659-22-074755
- form_type: 8-K
- ticker: AMP
- cik: 0000820027
- company_name: AMERIPRISE FINANCIAL INC
- filed_at: 2022-06-27T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/0001104659-22-074755-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/tm2219148d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-22-074755
- JSON: https://secwatch.observer/filing/0001104659-22-074755.json
- Plain text: https://secwatch.observer/filing/0001104659-22-074755.txt

## Key facts
- Executive change
  Dawn Brockman was appointed as Interim Controller and Principal Accounting Officer at AMERIPRISE FINANCIAL INC.
  - Action: appointed
  - Role: Interim Controller and Principal Accounting Officer
  source text: On June 21, 2022, the Company announced that Dawn Brockman will assume the role of Interim Controller and Principal Accounting Officer on July 1, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/0001104659-22-074755-index.htm
- Executive change
  John Hutt changed role as Executive Vice President – Finance at AMERIPRISE FINANCIAL INC.
  - Action: promoted
  - Role: Executive Vice President – Finance
  source text: On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer was promoted to Executive Vice President – Finance and would continue to serve as Principal Accounting Officer until his replacement was determined.
  evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465922074755/0001104659-22-074755-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.