---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-22-095655"
form_type: "8-K"
ticker: "SCM"
cik: "0001551901"
company_name: "Stellus Capital Investment Corp"
filed_at: "2022-08-29T23:59:59+00:00"
generated_at: "2026-06-23T20:11:06.976227+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Stellus Capital enters into $50M ATM equity distribution agreement with KBW and Raymond James

## Summary
- Company may sell up to $50M in common stock via ATM offering through Keefe, Bruyette & Woods and Raymond James.
- Sales agents will receive 1.5% commission on the gross sales price of any shares sold.
- Net proceeds to repay outstanding debt and make investments in portfolio companies.
- Agreement amends and restates the prior equity distribution agreement dated November 16, 2021.
- Shares to be sold under a prospectus supplement dated August 29, 2022 and a shelf registration statement.

## SEC filing metadata
- accession: 0001104659-22-095655
- form_type: 8-K
- ticker: SCM
- cik: 0001551901
- company_name: Stellus Capital Investment Corp
- filed_at: 2022-08-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1551901/000110465922095655/0001104659-22-095655-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1551901/000110465922095655/tm2224688d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-22-095655
- JSON: https://secwatch.observer/filing/0001104659-22-095655.json
- Plain text: https://secwatch.observer/filing/0001104659-22-095655.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.