secwatch.observer — SEC 8-K summary
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Issuer:     PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK:        0001126328
Form:       8-K
Filed at:   2022-10-18T23:59:59+00:00
Accession:  0001104659-22-109621
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 7.01
LLM model:  deepseek-v4-flash:cloud@v2

Principal reports $607.6B total AUM as of Sept 30, 2022; $449.4B at Principal Global Investors
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- AUM for Principal Global Investors: $449.4B; Other Entities: $158.2B as of Sept 30, 2022.
- Total AUM of $607.6B, disclosed prior to Q3 2022 earnings expected on/around Oct 27, 2022.
- Other Entities includes Principal International (spot FX translation), Principal Bank, insurance segments, and RIS sub-advised assets.
- Note: Principal Global Investors has exposure to small/mid-cap US equity and high yield/fixed income products.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1126328/000110465922109621/0001104659-22-109621-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1126328/000110465922109621/tm2228458d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-22-109621

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer