{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-22-112241","form_type":"8-K","ticker":"NMFC","cik":"0001496099","company_name":"New Mountain Finance Corp","filed_at":"2022-10-28T23:59:59+00:00","discovered_at":"2026-05-14T18:03:50.855219+00:00","generated_at":"2026-06-22T22:34:51.259154+00:00","sec_items":["1.01","2.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"NMFC prices $200M 7.50% convertible notes due 2025; prelim Q3 NAV $13.15-$13.25","bullets":["$200M of 7.50% convertible notes due Oct 2025; conversion price $14.20 (14.7% premium over $12.38 close).","Net proceeds to fund tender offer for existing 5.75% convertible notes due 2023, then repay other debt.","Preliminary Q3 2022 NAV per share estimate: $13.15 - $13.25.","Preliminary Q3 2022 net investment income per share estimate: $0.31 - $0.33.","Closing expected Nov 2, 2022; Oppenheimer & Co. acting as placement agent."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-22-112241","json":"https://secwatch.observer/filing/0001104659-22-112241.json","markdown":"https://secwatch.observer/filing/0001104659-22-112241.md","text":"https://secwatch.observer/filing/0001104659-22-112241.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1496099/000110465922112241/0001104659-22-112241-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1496099/000110465922112241/tm2229083d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-22T22:34:51.259154+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"ba4530f91c8f010e10c585789ec82838bb041fa4","claim":"New Mountain Finance Corp reported third fiscal quarter ended September 30, 2022 results: EPS $0.31 to $0.33 per share.","evidence_excerpt":"the Company announced preliminary estimates of certain financial results for its third fiscal quarter ended September 30, 2022. As of October 27, 2022, the Company estimates that its net asset value per share as of September 30, 2022 was between $13.15 per share and $13.25 per share. The preliminary estimate of the Company’s net investment income for the same period is in the range of $0.31 to $0.33 per share.","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1496099/000110465922112241/0001104659-22-112241-index.htm","confidence":0.9,"family_label":"Earnings Releases","details":[{"label":"Period","value":"third fiscal quarter ended September 30, 2022"},{"label":"EPS","value":"$0.31 to $0.33 per share"},{"label":"Result","value":"preliminary results"}],"fact_type":"earnings_release"},{"claim_id":"b1993d01aa5709c303273fcb60c86955279047f8","claim":"New Mountain Finance Corp entered into Purchase Agreement for 7.50% Convertible Notes due 2025 with the several purchasers valued at $200,000,000 aggregate principal amount of 7.50% convertible notes due 2025 (effective 2022-10-27).","evidence_excerpt":"On October 27, 2022, New Mountain Finance Corporation (the “ Company ” ) entered into a private placement purchase agreement (the “Purchase Agreement”) with the several purchasers, each of whom is an “accredited investor” as defined in Rule 501(a) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), or a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act (the “Purchasers”), for the sale of $200,000,000 in aggregate principal amount of the Company’s 7.50% convertible notes due 2025 (the “Notes”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1496099/000110465922112241/0001104659-22-112241-index.htm","confidence":0.95,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"the several purchasers"},{"label":"Value","value":"$200,000,000 aggregate principal amount of 7.50% convertible notes due 2025"},{"label":"Effective","value":"2022-10-27"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}