---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-22-113258"
form_type: "8-K"
ticker: "SSSS"
cik: "0001509470"
company_name: "SURO CAPITAL CORP."
filed_at: "2022-11-01T23:59:59+00:00"
generated_at: "2026-06-22T18:02:54.444227+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# SuRo Capital appoints U.S. Bank Trust as custodian, terminates prior agreement

## Summary
- Entered Securities Custody Agreement with U.S. Bank Trust Company, National Association as custodian for assets.
- Entered Document Custody Agreement with U.S. Bank, National Association to hold documents.
- Terminated prior custody agreement with U.S. Bank, National Association effective October 28, 2022.
- No termination fees or other payments due in connection with the termination.

## SEC filing metadata
- accession: 0001104659-22-113258
- form_type: 8-K
- ticker: SSSS
- cik: 0001509470
- company_name: SURO CAPITAL CORP.
- filed_at: 2022-11-01T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 1.01, 1.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509470/000110465922113258/0001104659-22-113258-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509470/000110465922113258/tm2229366d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-22-113258
- JSON: https://secwatch.observer/filing/0001104659-22-113258.json
- Plain text: https://secwatch.observer/filing/0001104659-22-113258.txt

## Key facts
- Material Agreements
  SURO CAPITAL CORP. terminated Prior Custody Agreement with U.S. Bank, National Association (effective 2022-10-28).
  - Action: termination
  - Counterparty: U.S. Bank, National Association
  - Effective: 2022-10-28
  source text: On October 28, 2022, in conjunction with entering into the Securities Custody Agreement and the Document Custody Agreement, the Company terminated its existing custody agreement with U.S. Bank, National Association (the “Prior Custody Agreement”), effective October 28, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465922113258/0001104659-22-113258-index.htm
- Material Agreements
  SURO CAPITAL CORP. entered into Document Custody Agreement with U.S. Bank, National Association (effective 2022-10-28).
  - Action: entry
  - Counterparty: U.S. Bank, National Association
  - Effective: 2022-10-28
  source text: On October 28, 2022, the Company and U.S. Bank, National Association (in such capacity, the “Document Custodian”) entered into a custody agreement (the “Document Custody Agreement”), pursuant to which the Document Custodian was appointed to serve as the Company’s custodian to hold certain documents on behalf of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465922113258/0001104659-22-113258-index.htm
- Material Agreements
  SURO CAPITAL CORP. entered into Securities Custody Agreement with U.S. Bank Trust Company, National Association (effective 2022-10-28).
  - Action: entry
  - Counterparty: U.S. Bank Trust Company, National Association
  - Effective: 2022-10-28
  source text: On October 28, 2022, SuRo Capital Corp. (the “Company”) and U.S. Bank Trust Company, National Association (in such capacity, the “ Securities Custodian”) entered into a custody agreement (the “Securities Custody Agreement”), pursuant to which the Securities Custodian was appointed to serve as the Company’s custodian to hold securities, loans, cash, and other assets on behalf of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465922113258/0001104659-22-113258-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.