secwatch.observer — SEC 8-K summary ====================================== Issuer: BIO-PATH HOLDINGS, INC. (BPTH) CIK: 0001133818 Form: 8-K Filed at: 2022-11-09T23:59:59+00:00 Accession: 0001104659-22-116216 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 3.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Bio-Path Holdings raises $2.0M in registered direct offering with common warrants -------------------------------------------------------------------------------- - Sold 800,000 shares at $2.50/share for gross proceeds ~$2.0M; net proceeds ~$1.7M after fees and expenses. - Issued common warrants to buy 800,000 shares at $2.85; exercisable after 6 months, term 5.5 years. - ROTH Capital Partners acted as placement agent; cash fee of 7.0% of gross proceeds plus expense reimbursement up to $50,000. - Proceeds intended for working capital and general corporate purposes; closing expected November 9, 2022. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133818/000110465922116216/0001104659-22-116216-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133818/000110465922116216/tm2230081d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-22-116216 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer