Two Harbors enters ATM equity distribution agreement for up to 11M shares

TWO HARBORS INVESTMENT CORP.

Up to 11,000,000 common shares may be sold at-the-market through JMP Securities.
Placement agent entitled to total compensation up to 2% of gross proceeds.
Prior equity distribution agreement with Credit Suisse terminated effective Nov 10, 2022.
Shares offered under existing shelf registration statement (No. 333-253606).

item 1.01 item 1.02 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

TWO HARBORS INVESTMENT CORP. entered into Equity Distribution Agreement with JMP Securities LLC (effective 2022-11-10).

Action: entry
Agreement: atm program
Counterparty: JMP Securities LLC
Effective: 2022-11-10

Exact text from the filing

On November 10, 2022, Two Harbors Investment Corp. (“Two Harbors,” “we,” “our” or “us”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with JMP Securities LLC (the “Placement Agent”).

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

TWO HARBORS INVESTMENT CORP. terminated Amended and Restated Equity Distribution Agreement with Credit Suisse Securities (USA) LLC (effective 2022-11-10).

Action: termination
Agreement: atm program
Counterparty: Credit Suisse Securities (USA) LLC
Effective: 2022-11-10

Exact text from the filing

Effective as of November 10, 2022, the Amended and Restated Equity Distribution Agreement by and between Two Harbors and Credit Suisse Securities (USA) LLC terminated.

View on SEC.gov

Browse all material agreements →

TWO HARBORS INVESTMENT CORP. filing history →

Source: SEC EDGAR

accession 0001104659-22-117173

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.