secwatch.observer — SEC 8-K summary ====================================== Issuer: Applied Therapeutics, Inc. (—) CIK: 0001697532 Form: 8-K Filed at: 2022-11-18T23:59:59+00:00 Accession: 0001104659-22-120350 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Applied Therapeutics gets Nasdaq deficiency notice as equity falls below $10M minimum -------------------------------------------------------------------------------- - Stockholders' equity was $9.6M as of Sep 30, 2022, below Nasdaq's $10M continued listing requirement. - Company has until Dec 30, 2022 to submit a compliance plan to regain compliance. - If plan accepted, Nasdaq may grant until May 14, 2023 to evidence compliance. - No decisions on response have been made; continued listing not assured. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1697532/000110465922120350/0001104659-22-120350-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1697532/000110465922120350/tm2230973d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-22-120350 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer