---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-22-120846"
form_type: "8-K"
ticker: "DVLT"
cik: "0001682149"
company_name: "Datavault AI Inc."
filed_at: "2022-11-21T23:59:59+00:00"
generated_at: "2026-06-21T15:06:58.624991+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "medium"
source: SEC EDGAR
---

# WiSA Technologies amends placement agent warrant and equity distribution agreement on Nov 21, 2022

## Summary
- Amends Placement Agent Warrant to detail lock-up restriction exceptions and clarify demand registration rights.
- Piggy-back registration rights expire on fifth anniversary of warrant issuance.
- Amends Sales Agreement to make Maxim's right of first refusal subject to FINRA Rule 5110(g)(5)(B).
- ROFR may be terminated by the Company for cause, eliminating termination fee obligations.
- Amendments are clarifications to existing agreements; no new financing or material economic term change.

## SEC filing metadata
- accession: 0001104659-22-120846
- form_type: 8-K
- ticker: DVLT
- cik: 0001682149
- company_name: Datavault AI Inc.
- filed_at: 2022-11-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: medium
- sec_items: 1.01, 3.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1682149/000110465922120846/0001104659-22-120846-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1682149/000110465922120846/tm2231033d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-22-120846
- JSON: https://secwatch.observer/filing/0001104659-22-120846.json
- Plain text: https://secwatch.observer/filing/0001104659-22-120846.txt

## Key facts
- Material Agreements
  Datavault AI Inc. amended Placement Agent Warrant Amendment with Maxim Group LLC (effective 2022-11-21).
  - Action: amendment
  - Counterparty: Maxim Group LLC
  - Effective: 2022-11-21
  source text: On November 21, 2022, the Company and the Placement Agent entered into an agreement to amend the Placement Agent Warrant (the “Placement Agent Warrant Amendment”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1682149/000110465922120846/0001104659-22-120846-index.htm
- Material Agreements
  Datavault AI Inc. amended Sales Agreement Amendment with Maxim Group LLC (effective 2022-11-21).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: Maxim Group LLC
  - Effective: 2022-11-21
  source text: On November 21, 2022, the Company and Maxim entered into an agreement to amend the Sales Agreement (the “Sales Agreement Amendment”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1682149/000110465922120846/0001104659-22-120846-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.