---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-028766"
form_type: "8-K"
ticker: "OCGN"
cik: "0001372299"
company_name: "Ocugen, Inc."
filed_at: "2023-03-06T23:59:59+00:00"
generated_at: "2026-06-18T11:19:42.852156+00:00"
event_type: "litigation"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Ocugen appoints Quan Anh Vu as CFO; securities class action dismissed with prejudice

## Summary
- Appointed Quan Anh Vu as CFO/Chief Business Officer and Principal Financial Officer, effective March 6, 2023.
- Jessica Crespo continues as Chief Accounting Officer and Principal Accounting Officer.
- U.S. District Court for Eastern District of Pennsylvania granted motion to dismiss with prejudice the securities class action (Case No. 2:21-cv-02725).
- Plaintiffs have 30 days to appeal the dismissal; company believes lawsuit is without merit.

## SEC filing metadata
- accession: 0001104659-23-028766
- form_type: 8-K
- ticker: OCGN
- cik: 0001372299
- company_name: Ocugen, Inc.
- filed_at: 2023-03-06T23:59:59+00:00
- event_type: litigation
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 5.02, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1372299/000110465923028766/0001104659-23-028766-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1372299/000110465923028766/tm238588d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-028766
- JSON: https://secwatch.observer/filing/0001104659-23-028766.json
- Plain text: https://secwatch.observer/filing/0001104659-23-028766.txt

## Key facts
- Executive change
  Quan Anh Vu was appointed as Chief Financial Officer/Chief Business Officer and Principal Financial Officer at Ocugen, Inc..
  - Action: appointed
  - Role: Chief Financial Officer/Chief Business Officer and Principal Financial Officer
  source text: On March 3, 2023, the Board of Directors of Ocugen, Inc. (the “Company”) appointed Quan Anh Vu, the Company’s Chief Business Officer, as Chief Financial Officer/Chief Business Officer and Principal Financial Officer, effective March 6, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1372299/000110465923028766/0001104659-23-028766-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.