---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-035196"
form_type: "8-K"
ticker: "DVLT"
cik: "0001682149"
company_name: "Datavault AI Inc."
filed_at: "2023-03-22T23:59:59+00:00"
generated_at: "2026-06-17T21:24:55.187423+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nasdaq notifies WiSA of non-compliance with $2.5M equity rule; company claims regained compliance

## Summary
- Nasdaq staff notified WiSA on March 20, 2023 of failure to meet $2.5M stockholders' equity requirement per Listing Rule 5550(b)(1).
- Company reported stockholders' equity deficit of ($1,996,000) in its 2022 Form 10-K, triggering the deficiency.
- WiSA believes compliance restored through February 2023 direct offering and subsequent reduction in warrant liabilities.
- Nasdaq will reassess compliance at the Company's next periodic report; failure could lead to delisting.

## SEC filing metadata
- accession: 0001104659-23-035196
- form_type: 8-K
- ticker: DVLT
- cik: 0001682149
- company_name: Datavault AI Inc.
- filed_at: 2023-03-22T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1682149/000110465923035196/0001104659-23-035196-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1682149/000110465923035196/tm2310190d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-035196
- JSON: https://secwatch.observer/filing/0001104659-23-035196.json
- Plain text: https://secwatch.observer/filing/0001104659-23-035196.txt

## Key facts
- Listing & Compliance Notices
  Datavault AI Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(1)
  source text: . ̈ Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On March 20, 2023, the Nasdaq Listing Qualifications staff (the “Staff”) orally notified WiSA Technologies, Inc. (the “Company”) that it was not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on the Nasdaq Capital Market (“Nasdaq”) to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing (the “Stockholders’ Equity Requirement”). The Company reported stockholders’ equity (deficit) of ($1,996,000) in its Annual Report on
  evidence_url: https://www.sec.gov/Archives/edgar/data/1682149/000110465923035196/0001104659-23-035196-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.