{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-036631","form_type":"8-K","ticker":"AAOI","cik":"0001158114","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2023-03-24T23:59:59+00:00","discovered_at":"2026-05-14T18:03:43.989819+00:00","generated_at":"2026-06-17T16:15:32.705709+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Applied Optoelectronics enters $35M at-the-market equity distribution agreement with Raymond James","bullets":["Up to $35 million of common stock may be sold from time to time through Raymond James as sales agent.","Sales will be made in 'at-the-market' offerings under Rule 415 on Nasdaq or other trading markets.","Raymond James is entitled to compensation of up to 2% of gross sales proceeds; certain expenses reimbursed up to $10,000.","Shares are registered under shelf registration statement (No. 333-269132) effective March 21, 2023.","Company may suspend or terminate the agreement at any time; no obligation to sell any shares."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-036631","json":"https://secwatch.observer/filing/0001104659-23-036631.json","markdown":"https://secwatch.observer/filing/0001104659-23-036631.md","text":"https://secwatch.observer/filing/0001104659-23-036631.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923036631/0001104659-23-036631-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923036631/tm2310199d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-17T16:15:32.705709+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a99cff921e24ce7be3c7f3e7318dfc768844f985","claim":"APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. valued at up to $35 million (effective 2023-03-24).","evidence_excerpt":"On March 24, 2023, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. (the “Sales Agent”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $35 million from time to time through the Sales Agent.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923036631/0001104659-23-036631-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"Raymond James & Associates, Inc."},{"label":"Value","value":"up to $35 million"},{"label":"Effective","value":"2023-03-24"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}