secwatch.observer — SEC 8-K summary
======================================

Issuer:     APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK:        0001158114
Form:       8-K
Filed at:   2023-03-24T23:59:59+00:00
Accession:  0001104659-23-036631
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied Optoelectronics enters $35M at-the-market equity distribution agreement with Raymond James
--------------------------------------------------------------------------------

- Up to $35 million of common stock may be sold from time to time through Raymond James as sales agent.
- Sales will be made in 'at-the-market' offerings under Rule 415 on Nasdaq or other trading markets.
- Raymond James is entitled to compensation of up to 2% of gross sales proceeds; certain expenses reimbursed up to $10,000.
- Shares are registered under shelf registration statement (No. 333-269132) effective March 21, 2023.
- Company may suspend or terminate the agreement at any time; no obligation to sell any shares.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1158114/000110465923036631/0001104659-23-036631-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1158114/000110465923036631/tm2310199d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-036631

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer