---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-042710"
form_type: "8-K"
ticker: "OCUL"
cik: "0001393434"
company_name: "OCULAR THERAPEUTIX, INC"
filed_at: "2023-04-06T23:59:59+00:00"
generated_at: "2026-06-17T05:03:23.097554+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.15
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Ocular Therapeutix amends credit agreement to replace LIBOR with SOFR

## Summary
- Amendment dated March 31, 2023 to Fourth Amended and Restated Credit and Security Agreement with MidCap Financial.
- Replaces LIBOR-based interest rate provisions with SOFR-based provisions.
- Establishes benchmark replacement mechanism and makes administrative updates.
- Amendment to be filed as exhibit to Company's Q1 2023 10-Q.

## SEC filing metadata
- accession: 0001104659-23-042710
- form_type: 8-K
- ticker: OCUL
- cik: 0001393434
- company_name: OCULAR THERAPEUTIX, INC
- filed_at: 2023-04-06T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.15
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 1.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1393434/000110465923042710/0001104659-23-042710-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1393434/000110465923042710/tm2311951d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-042710
- JSON: https://secwatch.observer/filing/0001104659-23-042710.json
- Plain text: https://secwatch.observer/filing/0001104659-23-042710.txt

## Key facts
- Material Agreements
  OCULAR THERAPEUTIX, INC amended Amendment to Fourth Amended and Restated Credit and Security Agreement with MidCap Financial Trust, as administrative agent, and the lenders party thereto (effective 2023-03-31).
  - Action: amendment
  - Agreement: credit facility
  - Counterparty: MidCap Financial Trust, as administrative agent, and the lenders party thereto
  - Effective: 2023-03-31
  source text: the Company, the Administrative Agent, and the Lenders entered into an amendment to the Agreement on March 31, 2023 (the “Amendment”), to replace the LIBOR-based interest rate provisions of the Agreement with SOFR-based interest rate provisions, establish a benchmark replacement mechanism and make additional administrative updates.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1393434/000110465923042710/0001104659-23-042710-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.