---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-043135"
form_type: "8-K"
ticker: "TVGN"
cik: "0001860871"
company_name: "Tevogen Bio Holdings Inc."
filed_at: "2023-04-07T23:59:59+00:00"
generated_at: "2026-06-17T04:45:54.110344+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "medium"
source: SEC EDGAR
---

# Semper Paratus gets Nasdaq deficiency notice for MVLS below $50M

## Summary
- Nasdaq notified Semper Paratus on April 4, 2023, that its MVLS fell below $50M, violating Listing Rule 5450(b)(2)(A).
- The company has 180 calendar days, until October 2, 2023, to regain compliance by closing at $50M+ for 10 consecutive business days.
- If not cured by that date, Nasdaq will issue a delisting notice; the company may appeal or seek transfer to the Nasdaq Capital Market.
- The deficiency notice is not an immediate delisting and has no current effect on trading of LGSTU, LGST, or LGSTW.

## SEC filing metadata
- accession: 0001104659-23-043135
- form_type: 8-K
- ticker: TVGN
- cik: 0001860871
- company_name: Tevogen Bio Holdings Inc.
- filed_at: 2023-04-07T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: medium
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1860871/000110465923043135/0001104659-23-043135-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1860871/000110465923043135/tm2312133d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-043135
- JSON: https://secwatch.observer/filing/0001104659-23-043135.json
- Plain text: https://secwatch.observer/filing/0001104659-23-043135.txt

## Key facts
- Listing & Compliance Notices
  Tevogen Bio Holdings Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5450(b)(2)(A)
  source text: April 4, 2023, Semper Paratus Acquisition Corporation (the “Company”) received a written notice (the “Letter”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company was not in compliance with Listing Rule 5450(b)(2)(A), requiring the Company to maintain a Market Value of Listed Securities (“MVLS”) of $50,000,000 for the continued listing of its securities on The Nasdaq Global Market. The Letter is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securi
  evidence_url: https://www.sec.gov/Archives/edgar/data/1860871/000110465923043135/0001104659-23-043135-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.