secwatch.observer — SEC 8-K summary ====================================== Issuer: Tevogen Bio Holdings Inc. (TVGN) CIK: 0001860871 Form: 8-K Filed at: 2023-04-07T23:59:59+00:00 Accession: 0001104659-23-043135 Event type: regulatory Sentiment: negative Materiality: 0.60 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Semper Paratus gets Nasdaq deficiency notice for MVLS below $50M ---------------------------------------------------------------- - Nasdaq notified Semper Paratus on April 4, 2023, that its MVLS fell below $50M, violating Listing Rule 5450(b)(2)(A). - The company has 180 calendar days, until October 2, 2023, to regain compliance by closing at $50M+ for 10 consecutive business days. - If not cured by that date, Nasdaq will issue a delisting notice; the company may appeal or seek transfer to the Nasdaq Capital Market. - The deficiency notice is not an immediate delisting and has no current effect on trading of LGSTU, LGST, or LGSTW. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1860871/000110465923043135/0001104659-23-043135-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1860871/000110465923043135/tm2312133d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-043135 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer