---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-044380"
form_type: "8-K"
ticker: "NUTX"
cik: "0001479681"
company_name: "Nutex Health Inc."
filed_at: "2023-04-12T23:59:59+00:00"
generated_at: "2026-06-17T03:03:15.378373+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Nutex Health enters $100M pre-paid advance with Yorkville; initial $15M at 90% of face

## Summary
- Aggregate commitment $100M over 18 months; initial $15M funded, second $10M contingent on VWAP >= $0.60.
- Purchase price 90% of face; conversion price floor $0.1851; shares issued at lower of VWAP or 92% of two lowest daily VWAPs.
- Yorkville capped at 4.99% beneficial ownership; aggregate issuances limited to 19.9% of shares (Nasdaq Cap); no short sales.
- Lincoln Park Capital waives its equity line while PPA outstanding >$1M; Nutex agrees not to terminate LPCF for 24 months.
- Proceeds to support growth, acquisitions, potential stock buybacks, and working capital.

## SEC filing metadata
- accession: 0001104659-23-044380
- form_type: 8-K
- ticker: NUTX
- cik: 0001479681
- company_name: Nutex Health Inc.
- filed_at: 2023-04-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1479681/000110465923044380/0001104659-23-044380-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1479681/000110465923044380/tm2310592d8_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-044380
- JSON: https://secwatch.observer/filing/0001104659-23-044380.json
- Plain text: https://secwatch.observer/filing/0001104659-23-044380.txt

## Key facts
- Material Agreements
  Nutex Health Inc. entered into Pre-Paid Advance Agreement (PPA) with YA II PN, Ltd. valued at Up to $25,000,000 initial Pre-Paid Advance, aggregate limit $100,000,000 (effective 2023-04-11).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: YA II PN, Ltd.
  - Value: Up to $25,000,000 initial Pre-Paid Advance, aggregate limit $100,000,000
  - Effective: 2023-04-11
  source text: On April 11, 2023, Nutex Health Inc. (the “Company”) entered into a Pre-Paid Advance Agreement (the “PPA”) with YA II PN, Ltd., a Cayman Islands exempt limited partnership (“Investor”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1479681/000110465923044380/0001104659-23-044380-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.