---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-046619"
form_type: "8-K"
ticker: "IDAI"
cik: "0001718939"
company_name: "T Stamp Inc"
filed_at: "2023-04-18T23:59:59+00:00"
generated_at: "2026-06-17T00:47:48.847600+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# T Stamp raises ~$5.2M via registered direct + private placement warrants at $3.30/share

## Summary
- Sold 563,380 shares and pre-funded warrants for up to 1,009,950 shares at $3.30/share; gross proceeds $5,191,989.
- Concurrent private placement of warrants for up to 1,573,330 shares at $3.30 exercise price, 5-year term.
- Proceeds used for working capital, capex, and general corporate purposes; placement agent Maxim Group receives 7% fee.
- Insiders subject to 60-day lock-up from April 12, 2023; company restricted from variable rate transactions until Oct 18, 2023.
- Registration required for resale of private placement warrant shares within 45 days of closing.

## SEC filing metadata
- accession: 0001104659-23-046619
- form_type: 8-K
- ticker: IDAI
- cik: 0001718939
- company_name: T Stamp Inc
- filed_at: 2023-04-18T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1718939/000110465923046619/0001104659-23-046619-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1718939/000110465923046619/tm2313084d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-046619
- JSON: https://secwatch.observer/filing/0001104659-23-046619.json
- Plain text: https://secwatch.observer/filing/0001104659-23-046619.txt

## Key facts
- Material Agreements
  T Stamp Inc entered into SPA with a certain institutional investor valued at approximately $5,191,989 (effective 2023-04-14).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: a certain institutional investor
  - Value: approximately $5,191,989
  - Effective: 2023-04-14
  source text: On April 14, 2023, T Stamp Inc., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ SPA ”) with a certain institutional investor
  evidence_url: https://www.sec.gov/Archives/edgar/data/1718939/000110465923046619/0001104659-23-046619-index.htm
- Material Agreements
  T Stamp Inc entered into Placement Agency Agreement with Maxim Group LLC (effective 2023-04-13).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Maxim Group LLC
  - Effective: 2023-04-13
  source text: on April 13, 2023, the Company entered into a placement agency agreement (the “ Placement Agency Agreement ”) with Maxim Group LLC (the “ Placement Agent ”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/1718939/000110465923046619/0001104659-23-046619-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.