secwatch.observer — SEC 8-K summary ====================================== Issuer: SURO CAPITAL CORP. (SSSS) CIK: 0001509470 Form: 8-K Filed at: 2023-04-20T23:59:59+00:00 Accession: 0001104659-23-047475 Event type: other_material Sentiment: neutral Materiality: 0.25 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 SuRo Capital appoints Western Alliance Trust as custodian under 1940 Act Section 17(f) -------------------------------------------------------------------------------- - Custody agreement effective April 19, 2023; Western Alliance Trust holds Company's securities, loans, cash, and other assets. - Agreement may be terminated by either party upon 60 days' prior written notice. - Appointment ensures compliance with Section 17(f) of the Investment Company Act of 1940. - Custodian will maintain separate trust accounts for securities and cash of SuRo Capital and its subsidiaries. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1509470/000110465923047475/0001104659-23-047475-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1509470/000110465923047475/tm2313292d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-047475 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer