{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-052515","form_type":"8-K","ticker":"AMP","cik":"0000820027","company_name":"AMERIPRISE FINANCIAL INC","filed_at":"2023-04-28T23:59:59+00:00","discovered_at":"2026-05-14T18:03:42.355101+00:00","generated_at":"2026-06-16T07:11:01.900065+00:00","sec_items":["5.02","5.07","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.2,"calibrated_materiality_score":0.2,"confidence":"high","headline":"Shareholders approve amended incentive compensation plan and elect all eight director nominees at 2023 annual meeting","bullets":["Shareholders approved the 2005 Incentive Compensation Plan as amended and restated: 75.1M for, 9.8M against, 254K abstentions.","All eight director nominees elected, including CEO James Cracchiolo (76.5M for) and Armando Pimentel (84.1M for).","Non-binding advisory vote on executive compensation passed with 69.7M for, 15.1M against, 245K abstentions.","Advisory vote on say-on-pay frequency: 83.1M favored annual, 197K two years, 1.6M three years, 180K abstentions.","Ratification of PricewaterhouseCoopers as independent auditor for 2023: 89.4M for, 1.2M against, 103K abstentions."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-052515","json":"https://secwatch.observer/filing/0001104659-23-052515.json","markdown":"https://secwatch.observer/filing/0001104659-23-052515.md","text":"https://secwatch.observer/filing/0001104659-23-052515.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/tm2313762d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-16T07:11:01.900065+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a5a0dde46a4005f90c62c1eb0884cd7f2b15760d","claim":"AMERIPRISE FINANCIAL INC shareholders approved Approval of the Ameriprise Financial 2005 Incentive Compensation Plan, as Amended and Restated at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders approved the 2023 Restated Plan. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 75,051,094 9,809,444 254,564 5,610,240","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-04-26"}],"fact_type":"shareholder_vote"},{"claim_id":"abb559e166fc85a91e603f7070de1ce05c8eb292","claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Frequency of Shareholder Approval of the Compensation of Named Executive Officers at the 2023-04-26 meeting.","evidence_excerpt":"The nonbinding advisory vote on the frequency of the shareholder advisory vote on the compensation of the named executive officers resulted in a majority vote for the annual approval of such compensation. The voting results were as follows: One Year Two Years Three Years Abstentions 83,105,585 197,021 1,632,114 180,382","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay frequency"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-04-26"}],"fact_type":"shareholder_vote"},{"claim_id":"b5b6109fe28b3fe69e2cba112bebddb098d5f427","claim":"AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders approved, on an advisory basis, the compensation of its named executive officers. Votes For Votes Against Abstentions Broker Non-Votes 69,734,797 15,135,224 245,081 5,610,240","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-04-26"}],"fact_type":"shareholder_vote"},{"claim_id":"c0e30590f0ddf236bfd7ad8a045f6dcc31895d0a","claim":"AMERIPRISE FINANCIAL INC shareholders approved Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2023 at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. Votes For Votes Against Abstentions 89,406,553 1,215,258 103,531","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-04-26"}],"fact_type":"shareholder_vote"},{"claim_id":"dea76282db77935d903f58526b4d05f01e88a66a","claim":"AMERIPRISE FINANCIAL INC shareholders approved Election of the Eight Director Nominees at the 2023-04-26 meeting.","evidence_excerpt":"The shareholders elected each director nominee for a term of one year to expire at the 2024 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows: Name Votes For Votes Against Abstentions Broker Non-Votes James M. Cracchiolo 76,495,021 8,433,218 186,863 5,610,240","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-04-26"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}