--- schema_version: "secwatch.filing_event.v1" accession: "0001104659-23-052515" form_type: "8-K" ticker: "AMP" cik: "0000820027" company_name: "AMERIPRISE FINANCIAL INC" filed_at: "2023-04-28T23:59:59+00:00" generated_at: "2026-06-16T07:11:01.900065+00:00" event_type: "other_material" sentiment: "neutral" materiality_score: 0.2 calibrated_materiality_score: 0.2 confidence: "high" source: SEC EDGAR --- # Shareholders approve amended incentive compensation plan and elect all eight director nominees at 2023 annual meeting ## Summary - Shareholders approved the 2005 Incentive Compensation Plan as amended and restated: 75.1M for, 9.8M against, 254K abstentions. - All eight director nominees elected, including CEO James Cracchiolo (76.5M for) and Armando Pimentel (84.1M for). - Non-binding advisory vote on executive compensation passed with 69.7M for, 15.1M against, 245K abstentions. - Advisory vote on say-on-pay frequency: 83.1M favored annual, 197K two years, 1.6M three years, 180K abstentions. - Ratification of PricewaterhouseCoopers as independent auditor for 2023: 89.4M for, 1.2M against, 103K abstentions. ## SEC filing metadata - accession: 0001104659-23-052515 - form_type: 8-K - ticker: AMP - cik: 0000820027 - company_name: AMERIPRISE FINANCIAL INC - filed_at: 2023-04-28T23:59:59+00:00 - event_type: other_material - sentiment: neutral - materiality_score: 0.2 - calibrated_materiality_score: 0.2 - confidence: high - sec_items: 5.02, 5.07, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/tm2313762d1_8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001104659-23-052515 - JSON: https://secwatch.observer/filing/0001104659-23-052515.json - Plain text: https://secwatch.observer/filing/0001104659-23-052515.txt ## Key facts - Shareholder Votes AMERIPRISE FINANCIAL INC shareholders approved Approval of the Ameriprise Financial 2005 Incentive Compensation Plan, as Amended and Restated at the 2023-04-26 meeting. - Proposal: equity plan - Outcome: passed - Meeting: 2023-04-26 source text: The shareholders approved the 2023 Restated Plan. The voting results were as follows: Votes For Votes Against Abstentions Broker Non-Votes 75,051,094 9,809,444 254,564 5,610,240 evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm - Shareholder Votes AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Frequency of Shareholder Approval of the Compensation of Named Executive Officers at the 2023-04-26 meeting. - Proposal: say on pay frequency - Outcome: passed - Meeting: 2023-04-26 source text: The nonbinding advisory vote on the frequency of the shareholder advisory vote on the compensation of the named executive officers resulted in a majority vote for the annual approval of such compensation. The voting results were as follows: One Year Two Years Three Years Abstentions 83,105,585 197,021 1,632,114 180,382 evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm - Shareholder Votes AMERIPRISE FINANCIAL INC shareholders approved Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers at the 2023-04-26 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-04-26 source text: The shareholders approved, on an advisory basis, the compensation of its named executive officers. Votes For Votes Against Abstentions Broker Non-Votes 69,734,797 15,135,224 245,081 5,610,240 evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm - Shareholder Votes AMERIPRISE FINANCIAL INC shareholders approved Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2023 at the 2023-04-26 meeting. - Proposal: auditor ratification - Outcome: passed - Meeting: 2023-04-26 source text: The shareholders ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. Votes For Votes Against Abstentions 89,406,553 1,215,258 103,531 evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm - Shareholder Votes AMERIPRISE FINANCIAL INC shareholders approved Election of the Eight Director Nominees at the 2023-04-26 meeting. - Proposal: director election - Outcome: passed - Meeting: 2023-04-26 source text: The shareholders elected each director nominee for a term of one year to expire at the 2024 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows: Name Votes For Votes Against Abstentions Broker Non-Votes James M. Cracchiolo 76,495,021 8,433,218 186,863 5,610,240 evidence_url: https://www.sec.gov/Archives/edgar/data/820027/000110465923052515/0001104659-23-052515-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.