---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-056014"
form_type: "8-K"
ticker: "SWIM"
cik: "0001833197"
company_name: "Latham Group, Inc."
filed_at: "2023-05-04T23:59:59+00:00"
generated_at: "2026-06-15T22:58:22.609712+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Latham Group shareholders approve 8M share increase to 2021 equity plan; SARs grants vest

## Summary
- Stockholders approved First Amendment to 2021 Omnibus Equity Plan, increasing share pool by 8,000,000 shares.
- Amendment prohibits recycling of tax-withheld shares and sets minimum one-year vesting (except 5% of pool).
- SARs for 790,181 shares at $3.24 strike granted to executives on March 1, 2023, became effective upon approval.
- Elected Class II directors Robert D. Evans, William M. Pruellage, Scott M. Rajeski with over 81% votes for each.
- Ratified Deloitte & Touche as auditor for 2023 with 106,147,692 votes for, 1,970 against.

## SEC filing metadata
- accession: 0001104659-23-056014
- form_type: 8-K
- ticker: SWIM
- cik: 0001833197
- company_name: Latham Group, Inc.
- filed_at: 2023-05-04T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02, 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1833197/000110465923056014/0001104659-23-056014-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1833197/000110465923056014/tm2314223d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-056014
- JSON: https://secwatch.observer/filing/0001104659-23-056014.json
- Plain text: https://secwatch.observer/filing/0001104659-23-056014.txt

## Key facts
- Shareholder Votes
  Latham Group, Inc. shareholders approved Election of Class II Directors at the 2023-05-02 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-05-02
  source text: Proposal 1: Election of Class II Directors Nominee Votes For Votes Withheld Broker Non-Votes Robert D. Evans 85,133,259 18,779,118 2,237,990 William M. Pruellage 84,906,739 19,005,638 2,237,990 Scott M. Rajeski 90,370,536 13,541,841 2,237,990
  evidence_url: https://www.sec.gov/Archives/edgar/data/1833197/000110465923056014/0001104659-23-056014-index.htm
- Shareholder Votes
  Latham Group, Inc. shareholders approved Approval of Amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan at the 2023-05-02 meeting.
  - Proposal: equity plan
  - Outcome: passed
  - Meeting: 2023-05-02
  source text: Proposal 3: Approval of Amendment to the Latham Group, Inc. 2021 Omnibus Equity Incentive Plan For Against Abstain Broker Non-Votes 103,273,068 454,717 184,592 2,237,990
  evidence_url: https://www.sec.gov/Archives/edgar/data/1833197/000110465923056014/0001104659-23-056014-index.htm
- Shareholder Votes
  Latham Group, Inc. shareholders approved Ratification of Appointment of Independent Registered Public Accounting Firm at the 2023-05-02 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-05-02
  source text: Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm For Against Abstain 106,147,692 1,970 705
  evidence_url: https://www.sec.gov/Archives/edgar/data/1833197/000110465923056014/0001104659-23-056014-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.