{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-057738","form_type":"8-K","ticker":"DUK","cik":"0001326160","company_name":"Duke Energy CORP","filed_at":"2023-05-09T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.406380+00:00","generated_at":"2026-06-15T08:29:17.961088+00:00","sec_items":["5.02","5.07","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"confidence":"high","headline":"Duke Energy shareholders approve 2023 LTIP with 15M shares; appoints Broadridge as transfer agent","bullets":["Shareholders approved 2023 Long-Term Incentive Plan, reserving 15M shares of common stock; 2015 Plan terminated.","All 14 director nominees elected with >91.8% votes cast for; say-on-pay vote passed at 92.8% support.","Advisory vote on executive compensation frequency set to annual; shareholder simple majority proposal passed (79.0% for).","Broadridge appointed transfer agent effective May 8, 2023; fee structure effective July 1, 2023.","Decarbonization committee shareholder proposal failed with 2.86% support."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-057738","json":"https://secwatch.observer/filing/0001104659-23-057738.json","markdown":"https://secwatch.observer/filing/0001104659-23-057738.md","text":"https://secwatch.observer/filing/0001104659-23-057738.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/tm2314709d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-15T08:29:17.961088+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"5ad01a152afa0959922eeb54bc6a918d58a9474e","claim":"Duke Energy CORP shareholders approved Advisory vote on the frequency of the vote on executive compensation at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 4 – Advisory vote on the frequency of the vote on executive compensation 1 Year 2 Years 3 Years Abstain Votes Cast For 1 YEAR Votes Cast For 1 YEAR + 2 YEARS + 3 YEARS Votes Cast For 1 YEAR Votes Cast For 1 YEAR + 2 YEARS + 3 YEARS + ABSTAIN 488,124,736 2,738,380 11,045,932 3,839,971 97.25% 96.52%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.97,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay frequency"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"70462e6aaf19e3a9170fdc0dc556df6c270bf68f","claim":"Duke Energy CORP shareholders approved Approval of the Duke Energy Corporation 2023 Long-Term Incentive Plan at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 5 – Approval of the Duke Energy Corporation 2023 Long-Term Incentive Plan For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN 462,146,284 39,345,742 4,256,993 146,449,000 92.15% 91.38%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"81f378b1a4054e633a1a858549736581e6640f37","claim":"Duke Energy CORP shareholders approved Ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023 at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 2 – Ratification of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023 For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST Votes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN 626,354,551 23,254,150 2,589,318 N/A 96.42% 96.04%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"aa4c69ee13124a4efeb7fa42e775cb6b83984303","claim":"Duke Energy CORP shareholders rejected Shareholder proposal regarding formation of a committee to evaluate decarbonization risk at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 7 – Shareholder proposal regarding formation of a committee to evaluate decarbonization risk For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN 14,287,004 484,505,880 6,956,135 146,449,000 2.86% 2.82%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"failed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"aff9c20ab82cad33e9644b5cf21b6b20c2332a58","claim":"Duke Energy CORP shareholders approved Election of Director Nominees at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 1 – Election of Director Nominees Director For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST Derrick Burks 496,476,061 7,206,844 2,066,114 146,449,000 98.57% Annette K. Clayton 493,933,628 9,849,252 1,966,139 146,449,000 98.04% Theodore F. Craver, Jr. 486,483,153 17,251,351 2,014,515 146,449,000 96.58% Robert M. Davis 495,467,833 8,264,044 2,017,142 146,449,000 98.36% Caroline Dorsa 462,428,613 41,332,587 1,987,819 146,449,000 91.80% W. Roy Dunbar 490,205,278 13,491,607 2,052,134 146,449,000 97.32% Nicholas C. Fanandakis 494,877,591 8,789,330 2,082,098 146,449,000 98.25% Lynn J. Good 483,290,615 17,348,041 5,110,363 146,449,000 96.53% John T. Herron 487,141,915 16,599,139 2,007,965 146,449,000 96.70% Idalene F. Kesner 495,599,452 8,184,170 1,965,397 146,449,000 98.38% E. Marie McKee 480,498,031 23,307,148 1,943,840 146,449,000 95.37% Michael J. Pacilio 496,966,679 6,724,499 2,057,841 146,449,000 98.66% Thomas E. Skains 490,052,335 13,658,225 2,03","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"b42670b343a462656fb62bdcb9c1e2d8a73d186a","claim":"Duke Energy CORP shareholders approved Shareholder proposal regarding a simple majority vote at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 6 – Shareholder proposal regarding a simple majority vote For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN 371,235,824 98,483,736 36,026,911 146,451,547 79.03% 73.40%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"},{"claim_id":"ec8ee5cae95841d4290a97813d8c5281c0c58a5b","claim":"Duke Energy CORP shareholders approved Advisory vote to approve the Company’s named executive officer compensation at the 2023-05-04 meeting.","evidence_excerpt":"Proposal No. 3 – Advisory vote to approve the Company’s named executive officer compensation For Against Abstain Broker Non-Votes Votes Cast FOR Votes Cast FOR + AGAINST Votes Cast FOR Votes Cast FOR + AGAINST + ABSTAIN 465,266,297 36,111,421 4,371,301 146,449,000 92.80% 92.00%","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1326160/000110465923057738/0001104659-23-057738-index.htm","confidence":0.98,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-05-04"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}