{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-062270","form_type":"8-K","ticker":"PIPR","cik":"0001230245","company_name":"PIPER SANDLER COMPANIES","filed_at":"2023-05-18T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.197788+00:00","generated_at":"2026-06-14T20:53:08.413034+00:00","sec_items":["5.02","5.07","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"confidence":"high","headline":"Piper Sandler shareholders approve 1.5M share increase in incentive plan and officer exculpation amendment","bullets":["Shareholders approved amendment to 2003 Incentive Plan, increasing shares from 9.4M to 10.9M (10,119,677 for, 4,628,423 against).","Amendment to certificate of incorporation to add officer exculpation under Delaware law approved (13,121,817 for, 1,619,906 against).","All 10 director nominees elected with votes ranging from 14.1M to 14.6M; broker non-votes of 921,015.","Advisory say-on-pay passed (14,308,346 for); board will hold future say-on-pay votes annually.","Ratification of Ernst & Young as auditor for FY2023 approved (15,335,631 for)."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-062270","json":"https://secwatch.observer/filing/0001104659-23-062270.json","markdown":"https://secwatch.observer/filing/0001104659-23-062270.md","text":"https://secwatch.observer/filing/0001104659-23-062270.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1230245/000110465923062270/0001104659-23-062270-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1230245/000110465923062270/tm2316172d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T20:53:08.413034+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"c35760a0fe4ab8682a5ead6f0cec650b877317e5","claim":"PIPER SANDLER COMPANIES: Shareholders approved an amendment to the Amended and Restated Certificate of Incorporation to add officer exculpation provisions permitted under new Delaware law (effective 2023-05-18).","evidence_excerpt":"On May 17, 2023, the Company’s shareholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1230245/000110465923062270/0001104659-23-062270-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-05-18"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}