Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
CaliberCos Inc.: Filed Third Amended and Restated Certificate of Incorporation to amend the sunset provision and include public company provisions (effective 2023-05-16).
- Change
- charter amendment
- Effective
- 2023-05-16
Exact text from the filing
On May 16, 2023, the Company filed a Third Amended and Restated Certificate of Incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware
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Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
CaliberCos Inc.: Amended and Restated Bylaws became effective, establishing board committees and adding provisions on meeting notice and conduct (effective 2023-05-19).
- Change
- bylaw amendment
- Effective
- 2023-05-19
Exact text from the filing
the Amended and Restated Bylaws previously approved by the Company’s board of directors become effective as of May 19, 2023, the closing date of the Public Offering.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
CaliberCos Inc. entered into Underwriting Agreement with Spartan Capital Securities, LLC (effective 2023-05-16).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Spartan Capital Securities, LLC
- Effective
- 2023-05-16
Exact text from the filing
On May 16, 2023, CaliberCos Inc. (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") with Spartan Capital Securities, LLC, acting as the representative (the "Representative") of the several underwriters named in the Underwriting Agreement (the "Underwriters"), relating to the Company's underwritten public offering (the "Public Offering") pursuant to which the Company agreed to issue and sell 1,200,000 shares (the "Firm Shares") of the Company's Class A Common Stock, par value $0.001 per share (the "Common Stock") and granted the Underwriters a 45-day option (the "Over-Allotment Option") to purchase up to an additional 180,000 shares of Common Stock (the "Option Shares" and together with the Firm Shares, the "Shares").
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