---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-064143"
form_type: "8-K"
ticker: "ESOA"
cik: "0001357971"
company_name: "Energy Services of America CORP"
filed_at: "2023-05-24T23:59:59+00:00"
generated_at: "2026-06-14T15:49:25.183959+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Energy Services of America receives Nasdaq delinquency notice for late 10-Q due to restatement of FY2022 and FY2021

## Summary
- Received Nasdaq notice on May 18, 2023 for non-compliance with timely filing rule 5250(c)(1) due to late Q1 2023 10-Q.
- Late filing stems from need to restate audited consolidated financials for FY2022 and FY2021 and related interim periods.
- No immediate impact on listing or trading; must submit compliance plan by July 17, 2023; extension possible until Nov 13, 2023.
- Management intends to file the Form 10-Q as soon as practicable.

## SEC filing metadata
- accession: 0001104659-23-064143
- form_type: 8-K
- ticker: ESOA
- cik: 0001357971
- company_name: Energy Services of America CORP
- filed_at: 2023-05-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1357971/000110465923064143/0001104659-23-064143-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1357971/000110465923064143/tm2316557d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-064143
- JSON: https://secwatch.observer/filing/0001104659-23-064143.json
- Plain text: https://secwatch.observer/filing/0001104659-23-064143.txt

## Key facts
- Listing & Compliance Notices
  Energy Services of America CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: May 18, 2023, Energy Services of America Corporation (the “Company”) received a delinquency notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of the Company’s delay in filing its Quarterly Report on Form 10-Q for the period ended March 31, 2023 (the “Form 10-Q”), the Company is not in compliance with the timely filing requirement for continued listing under Nasdaq Listing Rule 5250(c)(1). The notification letter has no immediate effect on the listing or trading of the Company’s common stock on the Nasdaq Capita
  evidence_url: https://www.sec.gov/Archives/edgar/data/1357971/000110465923064143/0001104659-23-064143-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.